THIS DOCUMENT IS NOT IN THE NORMAL COURT FORMAT
DUE TO BEING COPIED FROM WEST – 5VA217
Barry HOROWITZ, Appellant, No. 91-1565
Jesse Brown, Secretary of Veterans Affairs, Appellee.
United States Court of Veterans Appeals.
Decided June 11, 1993.
Keith D. Snyder, on the brief, for appellant.
James A. Endicott, Jr., Gen.Counsel, David T. Landers, Acting Asst.Gen.Counsel, R. Randall
Campbell, Deputy Asst.Gen.Counsel, and Amanda Linn Cashion, were on the brief, for appellee.
Before MANKIN, HOLDAWAY and IVERS, Associate Judges.
IVERS, Associate Judge:
Barry Horowitz appeals a July 19, 1991, decision of the Board of Veterans’ Appeals (BVA or Board)
denying service connection for Meniere’s syndrome, denying an increased (compensable) evaluation
for epididymitis, and denying entitlement to a total disability rating for purposes of individual
unemployability (IU). BARRY P. HOROWITZ, BVA 91-30011 (July 19, 1991). The Court has
jurisdiction of the case pursuant to 38 U.S.C.A. section 7252(a) (West 1991). for the reasons set
forth below, the Court vacates the decision of the BVA and remands the case for readjudication
consistent with this opinion.
Appellant served in the United States Army from December 27, 1973, to May 20, 1983. R. at 1-2,
104. In January 1978, a medical board proceeding noted appellant’s “recurrent chronic epididymitis”
and judged appellant qualified for active duty, but restricted his activities to exclude crawling,
stooping, running, jumping, or marching for more than 15 minutes, strenuous physical activity, and
handling heavy materials. R. at 8. On January 15, 1980, a medical board noted appellant’s “chronic
persistent mild to moderate right hemiscrotal discomfort” and recommended that appellant would
be more effective if he were restricted to sedentary activity. R. at 16. In March 1983, a medical
board noted that appellant was experiencing pain on his right side whenever he engaged in “any type
of physical activity besides bed rest and sitting activities.” R. at 93. The medical board also stated
that he was suffering from bilateral sensory hearing loss secondary to trauma sustained when
observing tank and field artillery fire without hearing protection. IBID. On April 12, 1983, an
Army physical evaluation board found appellant unfit for duty and recommended that he
be”[permanently retired from the service.” R. at 102. The Physical Evaluation Board indicated that
appellant had bilateral hearing loss (rated as 20% disabling)neuralgia of the left ilio-inguinal nerve
secondary to repeated acute episodes of epididymitis with chronic pain and intermittent swelling in
the scrotum (rated under Diagnostic Code (DC) 7599-8730 as 10% disabling), and status post right
orchiectomy (although the orchiectomy was actually on the left side) (rated as 10% disabling.)
On May 12, 1983, appellant applied to a Veterans’ Administration (now Department of Veterans
Affairs)(VA) regional office (RO) for service connection for hearing loss and for epididymitis. R.
at 110-11. On November 16, 1983, the RO granted service connection for bilateral hearing loss
(rated as 20% disabling) and for status post left orchiectomy (rated as 10% disabling). R. at 128.
However, the RO denied service connection for right epididymitis because an August 24, 1983,
examination failed to reveal the presence of that condition. IBID. After appellant filed a Notice of
Disagreement (NOD) with the November 1983 rating decision, R. at 129, the RO granted service
connection for right epididymitis (rated as 10% disabling by analogy to a DC for scars of the skin
that are superficial, tender, and painful on objective demonstration, 39 C.F.R. section 4.118, DC
7804 (1992)). R. at 137. In April 1985 the BVA increased to 20% the disability rating for
appellant’s right epididymitis. R. at 147.
On July 5, 1985, appellant sent an “Application for Increased Compensation Based on
Unemployability,” seeking a total rating for IU purposes. R. at 150. On August 19, 1985, the RO
denied a total disability rating for IU purposes. R. at 152. On August 25, 1986, the BVA also
denied a total disability rating for IU purposes on the basis that “appellant’s service-connected
disabilities are not so incapacitating as to prevent him from obtaining and maintaining some for of
substantially gainful employment.” R. at 165. On August 29, 19896, appellant resubmitted his
claim for a total rating for IU purposes. R. at 166. Following the RO’s decision that no change was
warranted in the prior decision, R. at 185, appellant appealed to the BVA on this issue on October
14, 1987. R. at 194. On November 30, 1988, appellant’s service representative requested that
appellant also be considered for service connection for Meniere’s syndrome (“a disorder of the
membranous labyrinth of the inner ear that is marked by recurrent attacks of dizziness, tinnitus, and
deafness.” WEBSTER’S MEDICAL DESK DICTIONARY 422 (1986)[hereinafter WEBSTER’S]).
R. at 213. On January 27, 1989, the BVA remanded the matter for the purpose of conducting a field
investigation of the effect of appellant’s service-connected disabilities on his industrial adaptability.
R. at 216. On August 25, 1989, the RO denied service connection for Meniere’s syndrome. R. at
262. In addition, the RO reduced the rating for appellant’s service-connected bilateral hearing loss
to 0% disabling and reduced the rating for right epididymitis (still rated under DC 7599-7804) to 0%
disabling on the basis that any pain that appellant was suffering was the result of his post left
orchiectomy and not the right epididymitis, which was supposedly “cured.” IBID. The RO also
denied a total rating for IU purposes. IBID.
In April 1990 appellant’s service representative wrote to the BVA, seeking a new and impartial
evaluation of appellant’s conditions because of appellant’s continuing inability to obtain or maintain
gainful employment. R. at 294. On June 19, 1990, the BVA remanded the case for further
evaluation. R. at 296. On November 8, 1990, appellant testified at a personal hearing. R. at 327-28.
On January 11, 1991, the hearing officer denied service connection for Meniere’s syndrome. R. at
343. On February 5, 1991, the RO denied a total rating for IU purposes. R. at 372. The BVA’s July
19, 1991, decision continued the denial of service connection for Meniere’s syndrome, denied an
increased (compensable) rating for right epididymitis, and denied a total rating for IU purposes.
HOROWITZ, BVA 91-30011, at 8-9.
This appeal presents several issues: whether the Board’s denial of service connection for Meniere’s
syndrome was clearly erroneous; whether the Board’s denial of an increased (compensable) rating
for service-connected right epididymitis was clearly erroneous; and whether the Board’s denial of
a total rating for IU purposes was clearly erroneous.
The Court reviews the BVA’s finding under the “clearly erroneous” standard of review. 38 U.S.C.A.
section 7261(a)(4)(West 1991); GILBERT V. DERWINSKI, 1 Vet.App. 49, 53 (1990). Under the
“Clearly erroneous” standard of review, “if there is a ‘plausible’ basis in the record for the factual
determinations of the BVA, even if this Court might not have reached the same factual
determinations, [the Court] cannot overturn them.” GILBERT, SUPRA. The Board must base its
decisions on “all evidence and material of record,” 38 U.S.C.A. Section 7104(a)(West 1991), and
must provide a “written statement of [its] findings and conclusions, and the reasons or bases for
those findings and conclusions, on all material issues of fact and law presented on the record,” 38
U.S.C.A. section 7104(d)(1)(West 1991). SEE DOUGLAS V. DERWINSKI, 2 Vet.App. 435, 438-
39 (1992)(en banc); GILBERT, 1 Vet.App.. at 56-57. Pursuant to these statutory requirements, the
Board must “account for the evidence which it finds to be persuasive or unpersuasive,” and provide
reasons or bases for rejecting evidence submitted by or on behalf of the claimant. GILBERT, 1
Vet.App. at 57. The Court will apply this standard of review, in turn, to the Board’s disposition of
each of appellant’s claims.
A. MENIERE’S SYNDROME
Appellant argues that his current Meniere’s syndrome is service connected and that he actually
manifested symptoms while he was in service. Specifically, he attributes the Meniere’s syndrome
to an incident involving a tank gun muzzle blast in 1974, when he was not wearing hearing
protectors. R. at 328. In fact, an Army medical board found that he had bilateral hearing loss as a
result of the trauma associated with the tank gun muzzle blast. R. at 93. Appellant also has
submitted numerous statements from lay persons, including his wife (R. at 221-26), service
colleagues (R. at 310-15), a friend (R. at 230), and a neighbor (R. at 326), that he experienced
dizziness, loss of balance, hearing trouble, and displayed a tendency to stumble or fall both during
service and many years after service. Of particular interest is a diagnosis appearing on VA
chronological care records that appellant had post traumatic Meniere’s syndrome and discussing
appellant’s account of the tank gun muzzle blast during service. R. at 212. In its July 1991 decision,
however the Board stated that the service medical records do not include any definite diagnosis of
Meniere’s syndrome. HOROWITZ, BVA 91-3011, at 4-5. The Board stated that the Meniere’s
syndrome was first diagnosed in 1988, five years after service, and that appellant’s lay statements
concerning symptomatology are not supported by the medical evidence. HOROWITZ, BVA 91-
3011, at 5.
The Board’s rejection of the lay statements does not provide adequate reasons or bases. When
seeking to establish service connection, a claimant is not limited solely to medical records. Under
38 U.S.C.A. section 1154(a)(West 1991), the Secretary of Veterans Affairs (Secretary) is directed
to include in the regulations concerning service connection of disabilities that
in each case where a veteran is seeking serviceconnection for any disability due
consideration shall be given to the places, types, and circumstances of such veteran’s service
record, the official history of each organization in which such veteran served, such veteran’s
medical records, and ALL PERTINENT MEDICAL AND LAY EVIDENCE. (Emphasis
Under 38 C.F.R. section 3.303(a) (1992),
Each disabling condition shown by a veteran’s service records, or for which he seeks a
service connection[,] must be considered on the basis of the places, types of circumstances
of his service as shown by service records, the official history of each organization in which
he served, his medical records AND ALL PERTINENT MEDICAL AND LAY EVIDENCE.
Service connection may be established through competent lay evidence, not medical records alone.
SMITH V. DERWINSKI, 2 Vet.App. 147, 148 (1992); CARTRIGHT V. DERWINSKI, 2 Vet.App.
24, 25 (1991); BUT SEE ESPIRITU V. DERWINSKI, 2 Vet.App. 492, 494 (1992)(law witness is
not capable of offering evidence requiring medical knowledge). VA regulations further provide for
the situation where service medical records do not provide a diagnosis of a disability. Under 38
C.F.R. section 3.303(d) (1992).
Service connection may be granted for any disease diagnosed after discharge, WHEN ALL
THE EVIDENCE, INCLUDING THAT PERTINENT TO SERVICE, establishes that the
disease was incurred in service. Presumptive periods are not intended to limit service
connection to diseases so diagnosed when the evidence warrants direct service connection.
The presumptive provisions of the Statute and Department of Veterans Affairs regulations
implementing them are intended as liberalizations applicable when the evidence would not
warrant service connection without their aid. (Emphasis added.)
Meniere’s syndrome is “marked by recurrent attacks of dizziness, tinnitus, and deafness.”
WEBSTER’s at 422. Appellant’s lay evidence and post-discharge diagnoses, therefore, relate
directly to the issue of symptoms manifested both during service, immediately after service, and
after the definite diagnosis of Meniere’s syndrome.
In CONNOLLY V. DERWINSKI, 1 Vet.App. 566, 567 (1991), the Court considered an analogous
situation where a veteran had experienced post-separation pain and discharge in his left ear,
headaches, and hearing loss. In that case, the Board ultimately concluded that the veteran’s
“Meniere-like” symptoms were unrelated to his in-service ear infection. ID., 1 Vet.App. at 569. The
Court held, however, that the Board could not rely on merely “generally accepted principles” to
support its conclusion. IBID. In this case, the Board did not rely on generally accepted medical
principles; the Board stated that its finding was based on the lack of support in the medical evidence.
HOROWITZ, BVA 91-30011, at 5. Nevertheless, the reasoning in CONNOLLY also applies to the
situation at bar. The decision in CONNOLLY was based on the statutory requirement that the Board
provide adequate reasons or bases for medical conclusions. ID., 1 Vet.App. at 569; SEE 38 U.S.C.A.
section 7104(d)(1); MURPHY V. DERWINSKI, 1 Vet.App. 78, 81 (1990); SEE ALSO COLVIN
V. DERWINSKI, 1 Vet.App. 171, 175 (1991). In this case as well, the Board is obligated to provide
adequate reasons or bases for its findings of fact.
The Board did not ignore the lay evidence; however, the Board did not provide adequate reasons or
bases for its apparent rejection of the evidence, and thus, the Court is unable to discharge its
statutory obligation to review this appeal. SEE 38 U.S.C.A. sections 7104(d)(1), 7252 (West 1991);
GILBERT, 1 Vet.App. at 57. The Board’s discussion sheds no light on the reasons why it concluded
that symptoms described by law witnesses and post-discharge diagnoses do not show the presence
of Meniere’s syndrome while in service. A statement that the service medical records do not support
a diagnosis of in-service Meniere’s syndrome, in the face of so much evidence of consistent
symptomatology, is insufficient to inform a claimant of the basis for a decision or to allow judicial
review. SEE GILBERT, 1 Vet.App. at 57. On remand, the Board must provide adequate reasons
or bases for its findings.
The Board also failed to seek a medical opinion as to whether appellant’s current Meniere’s
syndrome is related to the symptoms manifested during service and since separation from service.
“[If an examination report] does not contain sufficient detail, it is incumbent upon the rating board
to return the report as inadequate for evaluation purposes.” 38 C.F.R. section 4.2 (1992). Where
there is a reasonable possibility that a current condition is related to or is a residual of a condition
experienced in service, the Board should seek “a medical opinion as to whether [the claimant’s]
current disabilities are in any way related to or a residual of those experienced in service.”
WITHERSPOON V. DERWINSKI, 2 Vet.App. 4 (1991)(per curiam order); SEE WILSON V.
DERWINSKI, 2 Vet.App. 16, 21 (1991); MOORE V. DERWINSKI, 1 Vet.App. 401, 405-06
In his brief, the Secretary argues that the case should be remanded for the Board to provide an
adequate discussion of the “benefit-of-the-doubt” doctrine. Secretary’s Br. at 15-16. In its July
1991 decision, the BVA merely stated: “The evidence for and against an allowance of either of the
claims is not so evenly balanced as to raise a reasonable doubt.” HOROWITZ, BVA 91-3011, at
8. This rote recitation is an insufficient statement that the benefit of the doubt does not apply. SEE
LEDFORD V. DERWINSKI, 3 Vet.App. 87, 90 (1992); WEBSTER V. DERWINSKI, 1 Vet.App.
155, 159-60 (1991); WILLIS V. DERWINSKI, 1 Vet.App. 63, 65-66 (1990); SEE ALSO
GILBERT, 1 Vet.App. at 58. On remand, the Board must discuss whether the numerous lay
statements and appellant’s statements regarding in-service symptoms, when coupled with the postservice
diagnoses of “post traumatic Meniere’s syndrome,” result in “an approximate balance of
positive and negative evidence” an the issue of service connection of Meniere’s syndrome, thus
triggering application of the benefit of the doubt.
B. RATING FOR RIGHT EPIDIDYMITIS
In reducing the rating for appellant’s service-connected right epididymitis from 20% to
noncompensable, the Board failed to discuss the relevant provisions of VA regulations. Appellant
is correct when he states that the Board mischaracterized the issue as a claim for an increase in a
rating. SEE PEYTON V. DERWINSKI, 1 Vet.App. 282, 286 (1991) (“This is a rating reduction
case, not a rating increase case.:) The 20% disability rating for chronic right epididymitis went into
effect on May 20, 1983. R. at 148. The rating was reduced on August 25, 1989, effective November
1, 1989. R. at 262. Because the rating had been in effect for more than six years, Sections 3.344(a)
and (b) (1992) apply. SEE 38 C.F.R. section 3.344© (1992).
Under 38 C.F.R. section 3.344(a),
Rating agencies will handle cases effected by change of medical findings or diagnosis, so
as to produce the greatest degree of stability of disability evaluations consistent with the laws
and Department of Veterans Affairs regulations governing disability compensation and
pension. It is essential that THE ENTIRE RECORD OF EXAMINATIONS AND THE
MEDICAL-INDUSTRIAL HISTORY BE REVIEWED TO ASCERTAIN WHETHER THE
RECENT EXAMINATION IS FULL AND COMPLETE, including all special examinations
indicated as a result of general examination and the entire case history…. Examinations less
full and complete than those on which payments were authorized or continued will not be
used as a basis for reduction. Ratings on account of diseases subject to temporary or
episodic improvement, e.g., manic depressive or other psychotic reaction, epilepsy,
psychoneurotic reaction, arteriosclerotic heart disease, bronchial asthma, gastric or
duodenal ulcer, many skin diseases, etc., will not be reduced on any one examination, except
in those instances where all the evidence of record clearly warrants the conclusion that
sustained improvement has been demonstrated. Ratings on account of diseases which
become comparatively symptom[-] free (findings absent) after prolonged rest … will not be
reduced on examinations reflecting the results of bed rest. Moreover, though material
improvement in the physical or mental condition is clearly reflected[,] the rating agency will
[consider] whether the evidence makes it reasonably certain that the improvement will be
maintained under the ordinary conditions of life. (Emphasis added.)
At no time did the Board discuss the applicability of this regulatory provision. Nor did the Board
discuss whether the recent examinations were as “full and complete” as the examination granting
an increased rating.
The Secretary argues that the rating board explicitly invoked the provisions of 38 C.F.R. section
3.105(e) (1992) in reducing the rating. Secretary’s Br. at 12. However, compliance with one
regulatory provision does not excuse noncompliance with another relevant regulatory provision; the
Board is “required to apply ALL relevant statutes and regulations appropriate to the particular case
before it.” BROWDER V. DERWINSKI, 1 Vet.App. 204, 205 (1991) (emphasis added);
DOFFLEMYER V. DERWINSKI, 2 Vet.App. 277, 280 (1992); AKLES V. DERWINSKI, 1
Vet.App. 118 (1991); PAYNE V. DERWINSKI, 1 Vet.App. 85 (1990); JOLLEY V. DERWINSKI,
1 Vet.App. 37 (1990); SEE ALSO MORTON V. RUIZ, 415 U.S. 199, 235, 94 S.Ct. 1055, 1074, 39
L.Ed.2d 270 (1974) (“Where the rights of individuals are affected, it is incumbent upon agencies to
follow their own procedures.”). “The Court is compelled to ‘hold unlawful and set aside’ a rating
action which resulted from the failure to follow applicable statutory or regulatory commands. such
an action is necessarily ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance
with law’ and therefore void AB INITIO.” DOFFLEMYER, 2 Vet.App. at 281 (quoting 38 U.S.C.A.
Section 7261(a)(3) (West 1991)); SEE ALSO SCHAFRATH V. DERWINSKI, 1 Vet. App. 589,
595-96 (1991) (“When the issue raised is a rating reduction and the Court determines that the
reduction was made without observance of law,” the Court will reinstate the prior rating.) On
remand, the Board must discuss the applicability of Sections 3.344(a), (b) (rating reduction
procedure in cases where doubt remains), and © and provide adequate reasons or bases for its
findings of fact.
Appellant also argues that the VA used the wrong diagnostic code used in evaluating his conditions.
Br. at 15-16. “A determination of whether the appropriate diagnostic code was selected is a question
of law,” which the court reviews de novo. MCGRATH V. BROWN, 5 Vet.App. 57, 59 (1993). The
court may set aside a conclusion of law that is “arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with law….” 38 U.S.C.A. section 7261(a)(3)(A). We address the issue
of the selection of a proper diagnostic code in the context of the appeal of the BVA’s July 19, 1991,
decision, not the earlier rating or BVA decision.
While in service, the Physical Evaluation Board had rated appellant under DC 7599-8730 for
“neuralgia of the left ilio-inguinal nerve secondary to repeated acute episodes [of] epididymitis with
chronic pain and intermittent swelling.” R. at 102. Neuralgia is “acute paroxysmal pain radiating
along the course of one or more nerves usually] without demonstrable changes in the nerve
structure.” WEBSTER’s at 471. However, on March 12, 1984, the RO granted service connected
for appellant’s right epididymitis under “scars, superficial, tender and painful on objective
demonstration.” 38 C.F.R. section 4.118, DC 7599-7804; SEE ALSO 38 C.F.R. section 4.20
providing for analogous ratings for unlisted conditions), 4.27 (providing for rating codes for unlisted
conditions) (1992). On September 24, 1986, the RO decided that appellant’s condition did not
warrant a change in the 20% disability rating for the epididymitis. R. at 174. On October 8, 1986,
appellant sent an NOD, styled as a “Notice of Appeal,” regarding the rating for epididymitis and
requesting that a rating be established for his right testicle condition. R. at 176. On October 14,
1987, he appealed to the BVA on the basis that he had been rated for a condition (neuralgia) that was
not “close to” his epididymitis. R. at 198. On January 27,1989, the BVA remanded the matter for
further development as to the effect of appellant’s service-connected disabilities on his industrial
adaptability. R. at 216. The RO’s August 1989 rating decision, reducing the disability rating for
right epididymitis to 0%, continued to rate appellant under DC 7599-7804
It does not appear that the RO or the BVA subsequently adjudicated, or even considered, the issue
of the selection of a proper DC. At no time has the Board provided reasons or bases for its selection
of DC 7599-7804 as opposed to the diagnostic code used by the Army in its evaluation of appellant’s
condition. “The lack of reasons or bases for the Board’s decision favoring one diagnostic code over
others ‘frustrates effective judicial review.'” LENDENMANN V. PRINCIPI, 3 Vet. App. 345, 350
(1992) (QUOTING CAMP V. PITTS, 411 U.S. 138, 142, 93 S.Ct. 1241, 1244,. 36 L.Ed.2d 106
(1973); SEE SUTTMAN V. BROWN, 5 Vet.App. 127, 134 (1993) (requirement that Board consider
and discuss selection of diagnostic code is heightened where the disability has been rated as an
unlisted condition by analogy to another condition); SEE ALSO PERNORIO V. DERWINSKI, 2
Vet.App. 625, 629 (1992) (remanding for Board to provide reasons or bases for the various
diagnostic codes used by VA throughout its adjudication process). On remand, the Board must
discuss the August 1989 rating decision’s consideration of appellant’s condition under DC 7599-7804
and must address, supported by adequate reasons or bases, the issue of the selection of a diagnostic
code in the August 1989 RO decision.
However, the Court lacks authority to review the March 1984 RO rating decision originally rating
appellant’s right epididymitis under DC 7599-7804 or the September 1986 RO decision with which
he expressed disagreement concerning the diagnostic code. SEE RUSSELL V. PRINCIPI 3
Vet.App. 310, 315 (1992) (it would be inconsistent with Court’s jurisdiction for it to conduct a ‘full
review’ of previous decisions over which it does not have plenary jurisdiction). Appellant could not
have filed an NOD that could have conferred jurisdiction upon the court with respect to either the
March 1984 or the September 1986 RO decision. SEE Veterans’ Judicial Review Act, Pub.L. No.
100-687, section 402, 102 Stat. 4105, 4122 (1988) (found at 38 U.S.C.A. section 7251 note (West
1991)) (Court does not have jurisdiction unless an appellant has filed a valid NOD on or after
November 18, 1988); 38 U.S.C.A. section 7105(b)(1) (West 1991) (NOD must be “filed within one
year from the date of mailing of notice of the result of the initial review or determination”); 38
C.F.R. section 20.302 (1992); PRENZLER V. DERWINSKI, 928 F.2d 392 (Fed.Cir. 1991).
appellant’s recourse is to seek reconsideration of those decisions on the basis of clear and
Appellant also contends that the RO deprived him of procedural due process when it reduced the
epididymitis rating without affording him an opportunity for a pre-reduction hearing. Br. at 16-19.
However, appellant raises the “due process” argument for the first time here in this Court. A
claimant seeking to appeal an issue to the Court must first obtain a FINAL BVA decision on that
issue. SEE 38 U.S.C.A. sections 7266(a), 7252(a) (West 1991); SEE ALSO ROSALINAS V.
BROWN 5 Vet.App. 1, 2 (1993) (claim of constitutional violation was not ripe for consideration by
court where BVA had not had the opportunity to express a view as to the constitutionality of 38
U.S.C.A. section 107(b) as applied to appellant); SAUNDERS V. BROWN, 4 Vet.App. 320, 326
(1993) (Court remanded constitutional claim where it was intertwined with factual questions that
had not been developed for review). “Review in the Court shall be on the record of proceedings
before the Secretary and the Board.” 38 U.S.C.A. section 7252(b) (West 1991). In this case, the
veteran has never before submitted the “due process” issue to the BVA. Thus, he has not exhausted
his administrative remedies, and the Court will not preempt the BVA and address the merits of this
claim. SEE HERZOG V. DERWINSKI, 2 Vet.App. 502, 503 (1992); BRANHAM V.
DERWINSKI, 1 Vet.App. 93, 94 (1991); MOKAL V. DERWINSKI, 1 Vet.App. 12, 15 (1990).
C. INDIVIDUAL UNEMPLOYABILITY
The Court lacks jurisdiction to consider appellant’s IU claim. He submitted an IU claim in July
1985. R. at 151. On August 25, 1986, the Board denied a total disability rating for IU purposes.
R. at 165. Appellant submitted a new IU claim on August 29, 1986. R. at 169. SEE SUTTMAN,
5 Vet.App. at 137, (where a similar claim for a total disability rating for IU purposes has been
previously and finally denied, a repeat claim for a total disability rating for IU purposes is a new
claim). On October 7, 1987, the RO sent appellant a Statement of the Case (SOC) explaining that
there was no new and material evidence concerning the IU claim. R. at 192. On October 14, 1987,
appellant appealed to the BVA. R. at 194. On January 27, 1989, the BVA remanded the IU claim
for further development. On June 19, 1990, the BVA remanded the IU claim again. R. at 296. On
July 19, 1991, after the requested development had been completed, the Board denied a total
disability rating for IU purposes. HOROWITZ, BVA 91-30011, at 9. It is this claim, submitted to
the VA in August 1986, that is currently on appeal to the Court. Recently, the Court held in
HAMILTON V. BROWN, 4 Vet.App. 528, 538 (1993) (consolidated with CONTRERAS V.
BROWN, and with POWELL V. BROWN, (en banc), that “where the BVA remands to an RO for
further development and readjudication a claim previously decided by the RO and properly appealed
to the BVA …, an expression of disagreement with a subsequent RO readjudication on remand
cannot be an NOD.” In this case, appellant submitted an IU claim in August 1986, and the Board
remanded the matter to the RO for further development and readjudication in January 1989 and in
June 1990. Therefore, the proper reference point for determining if this Court has jurisdiction over
the claim is October 14, 1987, when appellant filed an appeal to the BVA, expressing disagreement
with an October 7, 1987, SOC denying his IU claim. This October 14, 1987, expression of
disagreement does not confer jurisdiction upon this Court. SEE Veterans’ Judicial Review Act,
SUPRA; 38 U.S.C.A. section 7105(b)(1); 38 C.F.R. section 20.302; PRENZLER, SUPRA.
However, the Court’s decision regarding the IU claim does not preclude appellant from filing a new
IU claim with VA.
Appellant also argues that the BVA’s August 1986 decision denying a total rating for IU purposes
should be reversed because of “clear error.” Br. at 21. However, appellant raises the “clear and
unmistakable error” argument for the first time here in this Court. A claimant seeking to appeal an
issue to the Court must first obtain a FINAL BVA decision on that issue, SEE 38 U.S.C.A. sections
7266(a), 7252(a). “Review in the Court shall be on the record of proceedings before the Secretary
and the Board.” 38 U.S.C.A. section 7252(b). In this case, the veteran has apparently never before
submitted the issue of “clear and unmistakable error” to the BVA. SEE RUSSELL, SUPRA (“clear
and unmistakable error” issue must have been adjudicated by the BVA first before the Court may
review the issue). Thus, he has not pursued this issue before the administrative agency, and the
Court will not preempt the BVA and address the merits of this claim. SEE HERZOG, SUPRA;
BRANHAM, SUPRA; MOKAL, SUPRA.
For the reasons stated above, the Court VACATES the July 19, 1991, decision of the BVA and
REMANDS the case for readjudication consistent with this opinion.
Horowitz v. Brown, No. 91-1565